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Consciousness Evolution and
Complexity Theory
 
by Kurt Jensen
Cosmic Spectrum Designs
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The purpose of this essay is to suggest that a phenomenon called "consciousness evolution" exists and that it can be described by Complexity Theory.  While this may sound like an exercise in logic, reason and scientific speculation, it is in fact based upon what for me was a profound synchronistic event in March of 1995.   I see this as an ongoing investigation, with this essay only being a high level overview of a connection that I believe exits. 

Back in 1995 I was reading Complexity by M. Mitchell Waldrop, a book which will serve as the primary resource for this essay.  Before getting into the experiential aspect that sparked this essay, its necessary to talk first about the relatively new and unfolding science of Complexity.

While Waldrop's book does not specifically talk about consciousness evolution, it addresses every other aspect of evolution and adaptation, and I believe the linkage I'm making to be a reasonable one, grounded in the theories presented in the book.  Another valuable resource, encountered for the first time by me in the research for this essay, is Pierre Teilhard De Chardin's book "The Phenomenon of Man".

Complexity, the book, was published in 1992 and it looks at the people, events and ideas surrounding the creation of the Santa Fe Institute, located in Santa Fe, New Mexico.  The inspiration that lead to the creation of this scientific think tank is credited to George Cowan who at the time was director of Los Alamos National Laboratory.  The following quote by Cowan from Waldrop's book gives us some insight into his thinking:

"The royal road to the Nobel Prize has generally been through the reductionist approach," he says - dissecting the world into the smallest and simplest pieces you can. "You look for the solution of some more or less idealized set of problems, somewhat divorced from the real world, and constrained sufficiently so that you can find a solution, and that leads to more and more fragmentation of science.  Whereas the real world demands - though I hate the word - a more holistic approach."

Other scientists from other disciplines were feeling the same way it seemed.  As Cowan started circulating his ideas in 1983 about forming a group of eminent and open minded scientists from various fields to get together and see what they had in common, the response was very positive.  Because of Santa Fe's locality to Los Alamos they would draw heavily upon the Physics community located there, but the group also included scientists from other fields such as Economics, Biology and Computer Science.

Quoting Waldrop from his book:

"In part because of the their computer simulations, and in part because of new mathematical insights, physicists had begun to realize by the early 1980s that a lot of messy, complicated systems could be described by a powerful new theory known as "nonlinear dynamics."  And in the process, they had been forced to face up to a disconcerting fact: the whole really can be greater that the sum of its parts.  Now for most people that fact sounds pretty obvious.  It was disconcerting for the physicists only because they had spent the past 300 years having a love affair with linear systems -  in which the whole is precisely equal to the sum of it parts.  In fairness,  they had plenty of reason to feel this way.  If a system is precisely equal  to the sum of its parts, then each component is free to do its own thing regardless of what's happening elsewhere.  And that tends to make the mathematics relatively easy to analyze."

This realization about the nonlinear processes found in Nature wasn't a breakthrough revelation by any means, but the feeling was that all scientific disciplines had something in common that wasn't being explored.  The problem in doing interdisciplinary research was that this really went against the entrenched system.  Science is highly departmentalized at most levels, grants are given out based on research that has promise and a reasonable possibility of success.  Concepts that can show applicability and a well defined focus are easier to fund than highly theoretical work that has less chance of practical pay back.  With shrinking government budgets, anyone trying to head in this direction was swimming upstream and could find their career going nowhere.  So this helps explain why the impetus was there for some time for a new approach, but getting such a venture off the ground proved difficult.  However, many of the people instrumental in taking this new philosophical direction were older and could afford to follow their heart.  Waldrop calls this "the revolt of the old Turks". 

Cowan enlisted Murray Gell-Mann from Cal Tech, a Nobel prize winner in 1969 for his earlier work leading to the discovery of the Quark, currently the most fundamental component of the Atom.  Gell-Mann's eloquent and energetic vision of a grand synthesis that translated across all of science sparked even more interest in the scientific community.

Also enlisted at this time was Phil Anderson from Bell Labs who won his Nobel Prize in 1977 in condensed matter physics.  His interdisciplinary experience and backing would prove invaluable.  The first workshops were organized in 1984, but not until 1986 did the Santa Fe Institute have a permanent address and staff.

Now, to explain Complexity Theory.  This condensation of ideas is drawn heavily from John Holland's lengthy work in the areas of evolution and adaptation, which he summed up in his first address to one of the early Santa Fe workshops.

Complexity Theory is all about "complex adaptive systems" which all share some fundamental processes.  These systems comprise pretty much everything.  Some biological examples would be the brain, immune systems, ecologies, cells, or even insect colonies.  Cultural and social systems also fit perfectly, such as economies, political parties, cities or countries.

Each of these systems is comprised of many "agents" all acting in parallel.  In a brain the agents are nerve cells, in an ecological community the agents are species, in an economy they are people, businesses, sectors of industry and ultimately countries.  Each agent is constantly acting and reacting to what the others are doing.  The control for such a system tends to be highly dispersed, with no single agent acting as a director.  Any order to come out of such a system must arise from the competition and/or cooperation of the agents themselves.  These complex adaptive systems typically have levels of organization, with the agents at one level serving as building blocks for the agents at another higher or more complex level.  These systems are constantly revising and rearranging the building blocks as they gain experience.  The term applied to this phenomenon is "self organizing behavior".   However before a major transition can be made to another level of complexity, the system must achieve critical mass first.  Critical mass is the threshold where the perturbation to the system affects enough of the agents so that a reaction takes place throughout the entire system. 

Out of this apparent chaos, patterns and rules can be seen.  The most critical aspect of complexity to this essay is emergence.  Complexity is basically a science of emergence.  As a system increases in complexity, new properties and behaviors emerge that were not apparent before.  A simple example of this can be seen by looking at a water molecule.  It can be described by well understood equations of atomic physics.  But when you put lots of water molecules together, we get a new emergent property - liquidity, something those equations barely hint at.  Emergent properties often produce emergent behaviors, cool water down it undergoes a phase transition whereby it forms a crystalline structure we call ice.  Heat it up, introduce enough energy to the system and it becomes water vapor.  These are properties that are meaningless to a single molecule.   Weather is an emergent property.  When water vapor over the ocean interacts with sunlight and wind, it can organize itself into an emergent structure known as a hurricane.

So when a "phase transition" takes place as the result of some sort of energetic input or perturbation of a complex adaptive system, it causes new emergent properties and behaviors.  And that concept is central to the theme of this essay.

Teilhard also describes this phenomenon:

"In every domain, when anything exceeds a certain measurement, it suddenly changes its aspect, condition or nature.  The curve doubles back, the surface contracts to a point, the solid disintegrates, the liquid boils, the germ cell divides, intuition suddenly bursts on the piled up facts ... critical points have been reached, rungs on the ladder, involving a change of state - jumps of all sorts in the course of development.  Henceforth this is the only way in which science can speak of a 'first instant'."

Anderson in a 1972 paper entitled "More is Different" said:

"At each level of complexity, entirely new properties appear.  [And] at each stage, entirely new laws, concepts, and generalizations are necessary, requiring inspiration and creativity to just as great a degree as in the previous one.  Psychology is not applied biology, nor is biology applied chemistry."

That quote may need some time to sink in.  Its critical to understand the last sentence because of how it impacts modern scientific inquiry and endeavor.  It states that discovering the fundamental rules that define one level of a system does not mean that those rules and those rules alone will adequately help us understand things at subsequent levels of increased complexity.  So the reductionist approach, that by discovering the most fundamental particles of matter and its properties, will therefore provide a set of standards and rules that can then be applied to all other systems is fundamentally flawed.  Hence the declaration of Carl Anderson back in 1932 when he discovered the Positron that "the rest is chemistry", indicated the reductionist mind set of that era.  One that still persists to this day in many scientific fields.  Its a mind set that was and is devoid of a greater understanding of the emergent properties of complex adaptive systems.

So having quickly discussed Complexity Theory, we need to be able to define what is consciousness evolution and then, can it be described by Complexity Theory?

Author Michael Crichton in his book "The Lost World", which is the sequel to "Jurassic Park", begins by discussing how Complexity Theory has changed the way scientists are viewing evolution.  Even though his book is fictional, his references to Complexity are not.  Complexity Theory has indeed dramatically altered how scientists now view evolution.  Ironically, Darwin's original ideas have been reworked to such an extent that we can say even the theory of evolution has evolved.

The idea that evolution exists for all biological systems is now more entrenched than ever, even Pope John Paul II just announced that the Roman Catholic Church accepts evolution as the process that led biologically to Man.  A dramatically different stance from a century ago.  But Complexity tells us that not only does evolution exist in the natural world that we can see, but in the unseen world as well.  The world of behavior seems to be controlled by the same set of rules as that of matter.  In fact behavioral adaptation is the key to long term survival for any species.  It contributes just as much if not more to evolutionary processes than the easily seen physical adaptations that species undergo.

So all complex adaptive systems evolve if they are to survive, changing physically and behaviorally.  They change in response to various stimuli both internal and external.  However, if there is too much change we get chaos, too little and we see stagnation that results ultimately in extinction.

Based on these criteria it follows that we can state that all of Humanity forms a complex adaptive system.  To the extent that all our singular consciousness’ are linked together somehow to form a collective, super or race consciousness, we can also say that this constitutes a complex adaptive system as well.  And we are then able to apply all the patterns and behaviors seen in Complexity Theory to consciousness.

Teilhard actually goes much further when he says in these four separate quotes:

"First let it be noted that, by the very fact of the individualization of our planet, a certain mass of elementary consciousness was originally imprisoned in the matter of Earth."

 

"The whole question is to define how, from this primitive and essentially elastic quantum, all the rest has emerged."

 

"For a long time we have known how impossible it is to draw a clear line between animal and plant on the unicellular level.  Nor can we draw one (as we shall see later) between 'living' protoplasm and 'dead' proteins on the level of the very big molecular accumulations.  We still use the word 'dead' for these latter unclassified substances, but have we not already come to the conclusion that they would be incomprehensible if they did not possess already, deep down in themselves, some sort of rudimentary psyche?"

 

"So in a sense, we can no more fix an absolute zero in time (as was once supposed) for the advent of life than for that of any other experimental reality."

One theme that Teilhard's repeats over and over is that there is a "without" and a "within" to all things.  That is, everything that has material form somehow is possessed by a "within", or an elemental consciousness, and that as living organisms evolved from inanimate matter, they also developed psychically as well as physically.  So for Teilhard, consciousness evolution isn't just a human phenomenon, but a universal one as well. He also postulates that the entire evolutionary creative process was and is pointed towards Consciousness.

I am unable to determine if his theories have any validity when applied to non-human forms of life, but he presents a very compelling case.  However, I believe there is clear evidence of consciousness evolution in Humans and that it isn't the result of random chance or mutation.  Teilhard's grand vision of where evolutionary processes might be taking us is summed up pretty well by his most famous quote:

"The idea is that of the earth not only becoming covered by myriad’s of grains of thought, but becoming enclosed in a single thinking envelope so as to form, functionally, no more than a single vast grain of thought on the sidereal scale, the plurality of individual reflections grouping themselves together and reinforcing one another in the act of a single unanimous reflection."

He calls this the Noosphere, its the collective "layer" of combined mental and psychic activity on this planet.  Teilhard was in fact a proponent of Complexity Theory, one who appears to be way ahead of his time, as the "Phenomenon of Man" was written in the 1920's and 30's, but wasn't published until 1955.  He was a Jesuit priest and an accomplished paleontologist.  His writings met with disapproval by his religious superiors which resulted in the lengthy suppression of his writings publicly.

So at this point its logical to conclude that we can apply Complexity theory to all adaptive systems and in this way we can also apply the idea of emergent properties to human interaction and deduce that new emergent behavior may manifest at some point in the future.  But based on our current knowledge of natural law, we can only speculate as to what those properties may be.

To further analyze this process of emergence, it seems necessary to take a historical perspective in deciding what direction humanity and consciousness evolution is heading.  Based upon both written and oral histories we see that in many cultures there have been people of both profound intellect, character, insight and spirit.  People who have helped shape philosophy, religion, culture and science.   These people have always shown us just what the human potential is and through their teachings how to get there.  The degree to which they were successful in passing along their vision varies a great deal, based in no small measure on the ability of those around them to comprehend them, but they do represent a phenomenon of peak or advanced potential.  It seems reasonable to use these people as an evolutionary reference point.

In this day and age we have access to most of those teachings and because of innovations in both technology and social structure we are generally encouraged to seek knowledge not just for survival, but for the sake of knowledge itself.  Education is seen as a necessary aspect of modern society where once it was only available to the elite of any culture, now its the foundation that everything else is built upon in all industrialized nations.

State sponsored education is available to practically all who earnestly seek it.  Frequently as more knowledge is acquired by an individual it will become an addiction that leads to ever greater inquiry.  A trend that stretches minds in new and ever more complex directions seeking answers to questions both mundane and cosmic.

So we are creating culturally an environment of knowledge and mental stimulus that has never existed in such a wide spread manner before.   Through both books and computer networks we have access to the thoughts of the greatest minds in history, and through the diligent efforts of our educational system, we have the capacity to understand those teachings and principles as never before.   Complex and profound philosophical insights that were once understood by a precious few, can now be grasped by an ever widening audience.

As anyone who's been alive for the past 30 or 40 years knows, the rate of change is incredible and unprecedented in human history.  Especially technological change which is responsible for driving most other changes.  The rate is stifling at times.  Many books have even been written about this phenomena, such as Future Shock.   What effect will this have upon the psyche, both individual and collective?

When viewed from afar, this ever increasing accumulation of knowledge can be seen as an agent of stimulation to the collective human consciousness of a very high order.  While this trend may not apply to third world countries, or all areas of the globe, its important to realize that we simply need to approach and then achieve critical mass in order to drive the adaptive system through a phase transition.   When applying Complexity Theory here, the key is that a new or increased stimulus to the system can and will affect all areas of that system given the right conditions and a view that encompasses a wide enough perspective.  Could these perturbations to society or the collective mind be creating a situation of impending critical mass?   Is there a point in the future, or are we perched on it now, where a phase transition or state change will take place?  Such a change would undoubtedly bring about new emergent behaviors and a more accessable and encompassing level of consciousness.

Again the answers or at least theoretical extrapolations might be found in charting past transitional events.  If we accept that modern man is the product of evolution, then we can use several significant historical events as evidence of emergent behavior in human populations.  By establishing that there have been phase transitions in the past that have lead to ever greater levels of complex behavior, it seems reasonable that we can use this data to drive predictions for where new transitions might be made to even higher levels.

The break through event in consciousness evolution must have been the first proto-human to develop what we call "self awareness", but this is an event that we can only speculate about.  So as a data point for input into a predictive process it can't be used, but there are many other well recorded events that can be charted.

Teilhard however places a great deal of emphasis on this event.  In fact it raises some profound and complex evolutionary and philosophical questions.  In the evolutionary realm, what was the scope of this change?  Did it happen to just one or several  individuals?  Without a doubt this event burst upon someone in a single moment, forever changing Him or Her.  It also seems reasonable to assume that this would have given that individual or individuals a unique competitive advantage or perspective, so that others not possessing this new wisdom or capability would later become extinct.

In fact a recent study indicates that via the typing of mitochondrial RNA, all humans currently alive can be traced to a single Woman who lived some 160,000 years ago in Africa.  According to that study, rather than being descended from geographically scattered populations of proto-humans, we all appear to have a single common ancestor who lived much more recently than previously predicted.  One possible implication is that consciousness may have been "the" breakthrough adaptation.  Admittedly this study is highly controversial and must stand the test of time and peer review before we draw any substantial conclusions from it.

The next two developments are distinct and separate, with a lot of research needing to be done to determine where they exist on a consciousness "timeline".  That’s currently beyond the scope of this essay, but in the future I intend to investigate it.  Quite possibly the first of these two was the development of Art. 

A seemingly trivial event given the current integration of Art in our everyday lives, its something we take for granted, but one that implies some major cognitive advances; one that signifies a change in both perception and consciousness.  After this might have come the development of primitive religions and spirituality.  Commonly referred to as Animism, then Dynamism, this ancient time period clearly marks the first major leap forward in human consciousness that could be used as data to help us chart the major transitional phases in consciousness evolution, as we have some "working" dates for these events.

There are many more transitions to be analyzed in detail, but clearly we can see that consciousness has evolved over time in humans, just as physical differences have evolved in many species.  Evolution and adaptation can be seen to exist on every level of Creation, materially, behaviorally and even spiritually.

Today it seems that we are currently in the midst of a religious and spiritual revival.  Some of the symptoms of this can be seen in an expanding Fundamentalist movement worldwide, the growth of a nebulous and loosely connected esoteric movement called New Age, and the continued expansion and definition of Transpersonal Psychology. 

However some would argue that ancient cultures typically had a much better connection to, and appreciation for, the spiritual side of life than our current materialistic society.   So that the spiritual renewal that we are seeing today does not constitute consciousness evolution at all, but a simple return to the more spiritual values of past cultures.  But I would argue that ancient spirituality and religion were so infused with superstition and misunderstandings about the physical world and our relation to it, that to reach a better understanding of the Cosmos, it eventually became necessary for a cultural war between science and religion to be fought.  This allowed many of the misapplications of religious thinking and superstition to be extracted from our world view.  Since at one time religious adherents arrogantly made proclamations about the physical world that they were ill equipped to make.  All through historic times we see that religion has often been misused as a means of repression and of attaining secular power.  That prompted this famous quote from Galileo:

"I do not feel obliged to believe that the same God who has endowed us with sense, reason, and intellect has intended us to forgo their use."

This battle, mostly cultural but sometimes physical, between science and religion, eventually lead to our focus on materialism and a rejection of the spiritual side of life that dominated daily life for millennia.  Now the table is set for a grand synthesis to take place that repairs the schism between the material world and the spiritual one on a philosophical level.  The field of Transpersonal Psychology seems uniquely positioned to help facilitate this.  With the prevailing scientific paradigm today being that we are most likely "not alone" in the Cosmos, we can separate ourselves from the ethnocentric rhetoric that there is a chosen people or religion.

I believe this constitutes an evolutionary step forward in consciousness.   The arrogance that has pervaded many culturally centered religions that they are the "One True Way" is starting to diminish in favor of a more inclusive philosophy that we are all connected through and via a Universal Mind or Divine Consciousness that we are all a part of. 

Clearly without the tearing down of religious barriers by science, ones erected by the powerful elite of those religions, this new paradigm could never have been accepted, as many ancient religions carry strong ethnic and sexist prejudices.  So the return of spiritual urgency in humans is not simply a return of something long suppressed or forgotten, but is in fact a new and different manifestation that indicates a movement towards something new, something more inclusive, and something not based on fear, ignorance and power.  I feel this constitutes "spiritual autonomy", a relatively new and unique concept in human experience.

This current spiritual revival can be seen as another indicator of a perturbation to the complex system that all our consciousness’ form.  As I pointed out earlier, our technological advances and focus on education is creating a significant mental and psychic stimulus as well.   But on the spiritual side we also see many types of stimuli, both new and traditional. The widespread use and practice of such energy healing modalities as Reiki, Therapeutic Touch and many others can be seen as another form of increasing perturbation.  The Chinese refer to this energy as Chi and the number of people who understand this term, know how to interact and benefit from it by consciously using it, has grown tremendously in the West.  This is a rapidly exploding area of alternative healing on both the spiritual and physical level.

My premise is that all these combined forces, both empirical and non-empirical, are driving our collective consciousness towards a phase transition which will result in new emergent behavior.

Now back to the event that provided the impetus for this essay.  I started reading Waldrop's book Complexity just before leaving on a business trip to Atlanta and I took it with me to read on the plane.  I was immediately enthralled by it.  My feeling right from the start was that Science was finally on the right track here.  That "they" were finally looking at the big picture.  I got together with a friend in Atlanta who I had met online through the Internet.  We became friends via our mutual interest in metaphysics and philosophy.  We both had read many of the same books, many of which talk about our possible future in a spiritual or metaphysical way.  While talking face to face for the first time we covered all the usual topics, but later on she asked me if I ever noticed the same number showing up over and over again.  I hadn't really thought about that, but I realized that I had seen the number 169 quite a few times lately while using my PC.  That seemed strangely curious to me but certainly wasn’t anything to get excited about since humans seem to have a great capacity for noticing patterns.

What seemed like a trivial question and conversation at the time would turn out later to be very significant.  By this time I was about halfway through the book as I started flying back to San Francisco.  I was reading along when my attention began to wander.  The theories being presented in the book were starting to gel in my mind and I started to wonder where the book was going.  What was the author leading up to, if anything at all?   What could Complexity Theory be used for or applied to that wasn’t already mentioned in the book?

Then it hit me like the proverbial bolt of lightening.  In an intuitive flash it was all startlingly clear to me.  It made so much sense.  Complexity Theory could be used to explain much of the metaphysical conjecture I had been reading about recently.  All the various theories and prophesies about our future, whether they were Christian, Muslim, Mayan, Hopi or New Age spiritualism, they all had one thing in common, radical change for all of Humanity and a shift in consciousness.

Never mind that some are fear based and some take a more compassionate approach.  The bottom line is that they all predict some sort of dramatic change for the planet, both on a personal and collective level.

They all predict some form of a phase transition to a new level of complexity with new types of emergent behavior for the Human Race.  At that point I realized that our collective consciousness fit beautifully as a "complex adaptive system".  Almost since the beginning of time, it seems like every culture has had some type of prediction or myth that a grand shift would take place in the future and it seemed as if Complexity Theory was describing this phenomenon perfectly as a phase transition.

This realization was mind boggling to me, as intuitive flashes tend to be.  I felt as if I had stumbled upon something very big, much bigger than me.  The emotion of the moment was powerful,  then as I glanced down at the book, which I had totally lost track of at this point, and noticed the page number - it was page 169.  I went numb.  If I was elated before, now I was practically in an altered state.  I wanted to run up and down the aisle of the plane screaming and yelling.  I desperately wanted to tell someone, anyone, what had just happened.  Having to remain seated and relatively calm was like torture at that point. 

I really have no explanation for the appearance of the number 169 in such a synchronous way.  A Jungian perspective might explain it as some sort of mystical marker designed to get my attention, and it did!   Maybe some unconscious part of me, the part that’s connected to the Collective was sending a signal in the only way it could that I was indeed on to something here that I should take seriously.  There isn't anything special about page 169 in the book.  No startling revelations.  It was just the point at which I quit reading and started thinking about how Complexity Theory could be used to explain where Humanity might be going.  I hadn't even been looking at the page numbers previously.  Much later in the book there is a passing mention of Teilhard, and how complexity does have some philosophical or theological implications, but there is no mention about it being used to describe consciousness evolution.

Since that day I have thought at length about how well it all fits and I still have a sense of awe and wonder.  But I also have an inquisitive mind that wants to better understand what happened and expand upon it if possible.  So this is only the first attempt to organize my thoughts and experiences.  I hope to be doing a lot more research in this area.

 

 
 
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